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Regulation NMS
Results: 1042

#	Item
571	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Requirements for Continued Approval of Securities that Underlie Options Traded on the Exchange; Rel. No[removed], File No. SR-ISE-20 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-09 15:06:08 Finance Business 73rd United States Congress Financial markets International Securities Exchange Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS United States Securities and Exchange Commission United States securities law Financial economics
572	Release No[removed]; File No. SR[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-15 08:41:21 Investment Stock market United States Securities and Exchange Commission New York Stock Exchange Securities Exchange Act Regulation NMS Hybrid market Floor broker SuperDot Financial economics Financial markets Finance
573	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]February 1, 2013 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-03 12:06:39 73rd United States Congress Finance Financial economics Business Short selling Securities Exchange Act Regulation NMS Short United States Securities and Exchange Commission United States securities law Financial regulation
574	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-28 11:59:39 Options Price Reporting Authority National market system plan United States securities law Financial system Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS Financial markets United States Securities and Exchange Commission Financial economics
575	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-08 16:34:21 73rd United States Congress Securities Exchange Act Chicago Stock Exchange Securities and Exchange Commission Economy of the United States Financial economics Government Regulation NMS United States Securities and Exchange Commission United States securities law Self-regulatory organizations
576	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-BATS[removed]; SR-EDGA[removed]; SR-EDGX2010-01; SR-BX[removed]; SR-ISE[removed]; SR-NYSE[removed]; SR-NYSEAmex[removed]; SR-NYSEArca[removed]; SR-NASDAQ-2 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-10 11:37:23 Financial markets Finance United States Securities and Exchange Commission Economy of the United States Silver Lake Partners Securities Exchange Act Exchange-traded fund Regulation NMS International Securities Exchange Financial economics Investment Business
577	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-26 14:02:33 Finance United States securities law 73rd United States Congress Financial markets Stock market Options Clearing Corporation Regulation NMS Securities Exchange Act National market system plan Financial economics United States Securities and Exchange Commission Financial system
578	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-FINRA[removed]January 31, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving the Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-03 08:54:05 Financial economics Business Investment Self-regulatory organizations Alternative display facility Financial Industry Regulatory Authority Finance Securities Exchange Act Regulation NMS Stock market United States securities law United States Securities and Exchange Commission
579	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]October 2, 2008 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-06 15:59:14 United States 73rd United States Congress Securities Exchange Act NASDAQ Regulation NMS New York City New York Stock Exchange NYSE Arca United States Securities and Exchange Commission Economy of the United States United States securities law
580	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]November 27, 2012 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Granting Approval to Proposed Rule Change, as Modified by Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-28 07:52:38 Financial markets Investment Finance Regulation NMS Securities Exchange Act Order Algorithmic trading United States Securities and Exchange Commission Stock market Financial economics

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